Latest Resources
Risk, Incidents and Complaints Management Resources

Key benefits
- These resources support providers to understand and meet registration conditions and engage with the NDIS Practice Standards.
- Support continuous quality improvement to raise both the standard and safety of service delivery to NDIS Participants.
- Forms part of NDS's NDIS Quality and Safeguards Resource Library
Who is this for?
This guide is most suited to sole traders, small and medium sized organisations, however large organisations may find the guide and associated resources useful when scaled appropriately and proportionality applied.
About this resource library
A well-managed risk, incidents and complaints system will help drive safer and good quality outcomes for people with disability and meet the regulatory requirements of the NDIS Commission.
"A good risk, incidents and complaints system is really about being a responsible business owner and provider. You really need to be on top of things when things go wrong as well as when things go right and when you have good systems in place, that are easy to use – it’s about good governance" Source: Film
These resources have been developed for individuals/sole traders and small and medium sized providers and can be adapted for an individual service's needs and size. They will assist to implement systems and processes that will drive good quality outcomes for people with disability and help meet some of the regulatory requirements of the NDIS Commission.
All resources can be found in the Risk, Incidents and Complaints Management Resources Guide. Download the iPDF onto your desktop for easy access to over 50 risk, incidents, complaints, investigations and CALD resources including editable templates, checklists, infographics, Excel registers, film, animations, translations, relevant NDIS documents, Zero Tolerance resources, staff training recommendations plus tips, FAQ and reflections.
Interactive guide – iPDF
Using this interactive document
After downloading the document, it is recommended to take time to explore the contents. Use the icons on the landing page and the buttons at the bottom of each page (navigation menu) to take you to the relevant chapter and words highlighted in green underline (hyperlinks) will take you to the relevant document, resource, or tool.
Note: These resources and guide are designed to guide and support and will require customisation and should not be relied upon in and of themselves to meet your audit and quality obligations.
The accessible version is currently being updated and will be available soon.
Download Interactive Resource Guide (PDF 2.8MB)
Training and events relating to Risk, Incidents and Complaints are also available.
Investigations
Investigations play a key role in providing safer and better-quality services by helping providers learn from mistakes and prevent future incidents. The process can also help with rebuilding trust and relationships when something has gone wrong.
These resources have been developed to support disability services to undertake investigations and are intended for use by staff who have the responsibility for conducting investigations as part of their role. Download the Risk, Incidents and Complaints Management Resource Guide above, and click on the Investigations icon for all the resources and animation.
Note: The resources are general in nature and are to be used as a guide.
- Conducting Investigations Policy Checklist [PDF | Accessible doc]
- For participants - how we investigate incidents [PDF | Accessible doc]
- Investigation Procedure Checklist [PDF | Accessible doc]
- Investigation Action Plan Template [PDF | Accessible doc]
- Identification and Analysis of Evidence [PDF | Accessible doc]
- Investigation Interview Tips [PDF | Accessible doc]
- Communication Plan Handout [PDF | Accessible doc]
- Investigation Animation
CALD Resources
Seeking feedback from participants and families is an important part of providing a quality service. Feedback gives service providers an indication of how services are being received and if there are areas where they can be improved.
A major barrier to CALD Australians interacting with feedback and complaints systems is a lack of trust and fear of negative repercussions. To be confident to give feedback or make a complaint, a person must know that they can complain and be aware of the available complaints processes. Download the Risk, Incidents and Complaints Management Resource Guide above, and click on the CALD icon for all the translated resources.
Note: The resources are general in nature and are to be used as a guide.
The four As of Complaints - Animation
- Animation: The four As of Complaints - Arabic
- Animation: The four As of Complaints - Assyrian
- Animation: The four As of Complaints - Chinese
- Animation: The four As of Complaints - Chinese Traditional
- Animation: The four As of Complaints - Filipino
- Animation: The four As of Complaints - French
- Animation: The four As of Complaints - Greek
- Animation: The four As of Complaints - Hindi
- Animation: The four As of Complaints - Italian
- Animation: The four As of Complaints - Korean
- Animation: The four As of Complaints - Macedonian
- Animation: The four As of Complaints - Samoan
- Animation: The four As of Complaints - Spanish
- Animation: The four As of Complaints - Turkish
- Animation: The four As of Complaints - Vietnamese
It's ok to complain - Infographic
- It's ok to complain - Arabic [PDF]
- It's ok to complain - Assyrian [PDF]
- It's ok to complain - Chinese [PDF]
- It's ok to complain - Chinese Traditional [PDF]
- It's ok to complain - English [PDF]
- It's ok to complain - Filipino [PDF]
- It's ok to complain - French [PDF]
- It's ok to complain - Greek [PDF]
- It's ok to complain - Hindi [PDF]
- It's ok to complain - Italian [PDF]
- It's ok to complain - Korean [PDF]
- It's ok to complain - Macedonian [PDF]
- It's ok to complain - Samoan [PDF]
- It's ok to complain - Spanish [PDF]
- It's ok to complain - Turkish [PDF]
- It's ok to complain - Vietnamese [PDF]
Complaints handling for staff - Infographic
- Complaint Handling for Staff - Arabic [PDF]
- Complaint Handling for Staff - Assyrian [PDF]
- Complaint Handling for Staff - Chinese [PDF]
- Complaint Handling for Staff - Chinese Traditional [PDF]
- Complaint Handling for Staff - English [PDF]
- Complaint Handling for Staff - Filipino [PDF]
- Complaint Handling for Staff - French [PDF]
- Complaint Handling for Staff - Greek [PDF]
- Complaint Handling for Staff - Hindi [PDF]
- Complaint Handling for Staff - Italian [PDF]
- Complaint Handling for Staff - Korean [PDF]
- Complaint Handling for Staff - Macedonian [PDF]
- Complaint Handling for Staff - Samoan [PDF]
- Complaint Handling for Staff - Spanish [PDF]
- Complaint Handling for Staff - Turkish [PDF]
- Complaint Handling for Staff - Vietnamese [PDF]
How we deliver safer services - Infographic
- How we deliver safer services - Infographic - Arabic [PDF]
- How we deliver safer services - Infographic - Assyrian [PDF]
- How we deliver safer services - Infographic - Chinese [PDF]
- How we deliver safer services - Infographic - Chinese Traditional [PDF]
- How we deliver safer services - Infographic - English [PDF]
- How we deliver safer services - Infographic - Filipino [PDF]
- How we deliver safer services - Infographic - French [PDF]
- How we deliver safer services - Infographic - Greek [PDF]
- How we deliver safer services - Infographic - Hindi [PDF]
- How we deliver safer services - Infographic - Italian [PDF]
- How we deliver safer services - Infographic - Korean [PDF]
- How we deliver safer services - Infographic - Macedonian [PDF]
- How we deliver safer services - Infographic - Samoan [PDF]
- How we deliver safer services - Infographic - Spanish [PDF]
- How we deliver safer services - Infographic - Turkish [PDF]
- How we deliver safer services - Infographic - Vietnamese [PDF]
Risk Management
- What good risk management looks like infographic [PDF | Accessible doc]
- Risk Management Policy checklist - Verification [PDF | Accessible doc]
- Risk Management Policy checklist - Certification [PDF | Accessible doc]
- Risk Management Plan checklist PDF | Accessible doc]
- Worker Health and Safety Management policy [PDF | Accessible doc]
- Insurance Management Policy [PDF | Accessible doc]
- How we deliver safer services infographic [PDF | Accessible doc]
- Introduction Film: Why is risk, incidents and complaints management important?
- Animation: Continuous Quality Improvement
Complaints Management
- What good complaints management looks like infographic [PDF | Accessible doc]
- Complaint Feedback Policy and Procedure Checklist [PDF | Accessible doc]
- It is OK to complain infographic [PDF | Accessible doc]
- Incident Complaint feedback and CQI Record form [PDF | Accessible doc]
- Complaint Handling for Staff training [PDF | Accessible doc]
- Animation: The 4 A’s of Complaints
Incidents Management
- What good incident management looks like infographic [PDF | Accessible doc]
- Incident Management Policy and Procedure Checklist [PDF | Accessible doc]
- Incident Management resources for staff training [PDF | Accessible doc]
- Incident Complaint feedback and CQI Record form [PDF | Accessible doc]
- Conducting Investigations Booklet [PDF | Accessible doc]
- Whistle Blower Protection policy [PDF | Accessible doc]
- NDIS Commission reportable incidents resources [PDF | Accessible doc]
- Animation: What role does your staff play in risk incidents and complaints management?
Risk, Incidents, Complaints and Compliance Register
- Risk Register Manual [PDF]
- Incident Register Manual [PDF]
- Complaint and Feedback Register Manual [PDF]
- Complaints and Feedback Register [XLSX]
- Compliance Register [XLSX]
- Incident Register [XLSX]
- Risk Register [XLSX]
Training and events
Training and events relating to Risk, Incidents and Complaints are also available.
Supported and funded by the Australian Government
For any enquiries, please contact Sarah Nicoll, Head of Quality and Safeguards, submit enquiry/feedback